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VP, Private Banking Compliance

Location
Hong Kong
Job Type
Permanent
Posted
8 Sep 2022

Responsibilities

  • Support day-to-day compliance and ops risk related matters
  • Key contact person for SFC and ensure compliance with SFC regulations (Code of Conduct, FMCC, Investment Suitability, AML, risk disclosures, best execution, VC, licensing matters etc)
  • Handle circulars and surveys,
  • Manage compliance risk assessment program
  • Implement internal controls

Requirements

  • University Degree
  • 8 - 10 years of experience, previously Big 4 experience an advantage
  • Experience working in private banking or asset management
  • Strong stakeholder management skills
  • Project management skills
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Details

  • Job Reference: 707120216-2
  • Date Posted: 8 September 2022
  • Recruiter: Aquis Search, EA Licence No: 16S8125
  • Location: Hong Kong
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent