My client is a global investment management firm with offices in China, Hong Kong, America, Europe, and Australia. They have about 150 staff in Hong Kong and have fund products including SFC Authorized Funds, ETFs, UCITS, etc.
- report directly to the Head of Compliance whilst working alongside other compliance colleagues
- responsible for SFC regulatory matters
- review marketing materials
- business compliance advisory
- review and update compliance policies and procedures
- conduct compliance training when necessary
- bachelor degree
- 3-5 years of compliance experience within buyside firm
- open to candidates directly from SFC Investment Products team
- must be fluent and articulate in Cantonese and English
- international fund house
- exposure to all different types of funds
- great work culture
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on .